Pulsar binary protocol specification

Pulsar uses a custom binary protocol for communications between producers/consumers and brokers. This protocol is designed to support required features, such as acknowledgements and flow control, while ensuring maximum transport and implementation efficiency.

Clients and brokers exchange commands with each other. Commands are formatted as binary protocol buffer (aka protobuf) messages. The format of protobuf commands is specified in the PulsarApi.proto file and also documented in the Protobuf interface section below.

Connection sharing

Commands for different producers and consumers can be interleaved and sent through the same connection without restriction.

All commands associated with Pulsar's protocol are contained in a BaseCommand protobuf message that includes a Type enum with all possible subcommands as optional fields. BaseCommand messages can specify only one subcommand.

Framing

Since protobuf doesn't provide any sort of message frame, all messages in the Pulsar protocol are prepended with a 4-byte field that specifies the size of the frame. The maximum allowable size of a single frame is 5 MB.

The Pulsar protocol allows for two types of commands:

1. Simple commands that do not carry a message payload.
2. Payload commands that bear a payload that is used when publishing or delivering messages. In payload commands, the protobuf command data is followed by protobuf metadata and then the payload, which is passed in raw format outside of protobuf. All sizes are passed as 4-byte unsigned big endian integers.

Message payloads are passed in raw format rather than protobuf format for efficiency reasons.

Simple commands

Simple (payload-free) commands have this basic structure:

Component	Description	Size (in bytes)
totalSize	The size of the frame, counting everything that comes after it (in bytes)	4
commandSize	The size of the protobuf-serialized command	4
message	The protobuf message serialized in a raw binary format (rather than in protobuf format)

Payload commands

Payload commands have this basic structure:

Component	Description	Size (in bytes)
totalSize	The size of the frame, counting everything that comes after it (in bytes)	4
commandSize	The size of the protobuf-serialized command	4
message	The protobuf message serialized in a raw binary format (rather than in protobuf format)
magicNumber	A 2-byte byte array (0x0e01) identifying the current format	2
checksum	A CRC32-C checksum of everything that comes after it	4
metadataSize	The size of the message metadata	4
metadata	The message metadata stored as a binary protobuf message
payload	Anything left in the frame is considered the payload and can include any sequence of bytes

Broker entry metadata

Broker entry metadata is stored alongside the message metadata as a serialized protobuf message.

It is created by the broker when the message arrived at the broker and passed without changes to the consumer if configured.

Field	Required or optional	Description
broker_timestamp	Optional	The timestamp when a message arrived at the broker (id est as the number of milliseconds since January 1st, 1970 in UTC)
index	Optional	The index of the message. It is assigned by the broker.

Message metadata

Message metadata is stored alongside the application-specified payload as a serialized protobuf message. Metadata is created by the producer and passed on unchanged to the consumer.

Field	Description
producer_name	The name of the producer that published the message
sequence_id	The sequence ID of the message, assigned by producer
publish_time	The publish timestamp in Unix time (i.e. as the number of milliseconds since January 1st, 1970 in UTC)
properties	A sequence of key/value pairs (using the KeyValue message). These are application-defined keys and values with no special meaning to Pulsar.
replicated_from (optional)	Indicates that the message has been replicated and specifies the name of the cluster where the message was originally published
partition_key (optional)	While publishing on a partition topic, if the key is present, the hash of the key is used to determine which partition to choose
compression (optional)	Signals that payload has been compressed and with which compression library
uncompressed_size (optional)	If compression is used, the producer must fill the uncompressed size field with the original payload size
num_messages_in_batch (optional)	If this message is really a batch of multiple entries, this field must be set to the number of messages in the batch

Batch messages

When using batch messages, the payload will be containing a list of entries, each of them with its individual metadata, defined by the SingleMessageMetadata object.

For a single batch, the payload format will look like this:

Field	Description
metadataSizeN	The size of the single message metadata serialized Protobuf
metadataN	Single message metadata
payloadN	Message payload passed by application

Each metadata field looks like this;

Field	Description
properties	Application-defined properties
partition key (optional)	Key to indicate the hashing to a particular partition
payload_size	Size of the payload for the single message in the batch

When compression is enabled, the whole batch will be compressed at once.

Interactions

Connection establishment

After opening a TCP connection to a broker, typically on port 6650, the client is responsible to initiate the session.

After receiving a Connected response from the broker, the client can consider the connection ready to use. Alternatively, if the broker doesn't validate the client authentication, it will reply with an Error command and close the TCP connection.

Example:

message CommandConnect {
  "client_version" : "Pulsar-Client-Java-v1.15.2",
  "auth_method_name" : "my-authentication-plugin",
  "auth_data" : "my-auth-data",
  "protocol_version" : 6
}

Fields:

• client_version → String based identifier. Format is not enforced.
• auth_method_name → (optional) Name of the authentication plugin if auth enabled.
• auth_data → (optional) Plugin specific authentication data.
• protocol_version → Indicates the protocol version supported by the client. Broker will not send commands introduced in newer revisions of the protocol. Broker might be enforcing a minimum version.
• original_principal: Added by the proxy. Regular clients are not expected to supply this value. When set and when authorization is enabled, the auth_data must map to one of the proxyRoles in the broker.conf file.
• original_auth_method: Added by the proxy. Regular clients are not expected to supply this value.
• original_auth_data: Added by the proxy when configured to do so. Regular clients are not expected to supply this value.

message CommandConnected {
  "server_version" : "Pulsar-Broker-v1.15.2",
  "protocol_version" : 6
}

Fields:

• server_version → String identifier of broker version
• protocol_version → Protocol version supported by the broker. Client must not attempt to send commands introduced in newer revisions of the protocol

Keep Alive

To identify prolonged network partitions between clients and brokers or cases in which a machine crashes without interrupting the TCP connection on the remote end (eg: power outage, kernel panic, hard reboot...), we have introduced a mechanism to probe for the availability status of the remote peer.

Both clients and brokers are sending Ping commands periodically and they will close the socket if a Pong response is not received within a timeout (default used by broker is 60s).

A valid implementation of a Pulsar client is not required to send the Ping probe, though it is required to promptly reply after receiving one from the broker in order to prevent the remote side from forcibly closing the TCP connection.

Producer

In order to send messages, a client needs to establish a producer. When creating a producer, the broker will first verify that this particular client is authorized to publish on the topic.

Once the client gets confirmation of the producer creation, it can publish messages to the broker, referring to the producer id negotiated before.

Command Producer

message CommandProducer {
  "topic" : "persistent://my-property/my-cluster/my-namespace/my-topic",
  "producer_id" : 1,
  "request_id" : 1
}

Parameters:

• topic → Complete topic name to where you want to create the producer on
• producer_id → Client generated producer identifier. Needs to be unique within the same connection
• request_id → Identifier for this request. Used to match the response with the originating request. Needs to be unique within the same connection
• producer_name → (optional) If a producer name is specified, the name will be used, otherwise the broker will generate a unique name. Generated producer name is guaranteed to be globally unique. Implementations are expected to let the broker generate a new producer name when the producer is initially created, then reuse it when recreating the producer after reconnections.

The broker will reply with either ProducerSuccess or Error commands.

Command ProducerSuccess

message CommandProducerSuccess {
  "request_id" :  1,
  "producer_name" : "generated-unique-producer-name"
}

Parameters:

• request_id → Original id of the CreateProducer request
• producer_name → Generated globally unique producer name or the name specified by the client, if any.

Command Send

Command Send is used to publish a new message within the context of an already existing producer. This command is used in a frame that includes command as well as message payload, for which the complete format is specified in the payload commands section.

message CommandSend {
  "producer_id" : 1,
  "sequence_id" : 0,
  "num_messages" : 1
}

Parameters:

• producer_id → id of an existing producer
• sequence_id → each message has an associated sequence id which is expected to be implemented with a counter starting at 0. The SendReceipt that acknowledges the effective publishing of messages will refer to it by its sequence id.
• num_messages → (optional) Used when publishing a batch of messages at once.

Command SendReceipt

After a message has been persisted on the configured number of replicas, the broker will send the acknowledgment receipt to the producer.

message CommandSendReceipt {
  "producer_id" : 1,
  "sequence_id" : 0,
  "message_id" : {
    "ledgerId" : 123,
    "entryId" : 456
  }
}

Parameters:

• producer_id → id of producer originating the send request
• sequence_id → sequence id of the published message
• message_id → message id assigned by the system to the published message Unique within a single cluster. Message id is composed of 2 longs, ledgerId and entryId, that reflect that this unique id is assigned when appending to a BookKeeper ledger

Command CloseProducer

Note: This command can be sent by either producer or broker.

When receiving a CloseProducer command, the broker will stop accepting any more messages for the producer, wait until all pending messages are persisted and then reply Success to the client.

The broker can send a CloseProducer command to client when it's performing a graceful failover (eg: broker is being restarted, or the topic is being unloaded by load balancer to be transferred to a different broker).

When receiving the CloseProducer, the client is expected to go through the service discovery lookup again and recreate the producer again. The TCP connection is not affected.

Consumer

A consumer is used to attach to a subscription and consume messages from it. After every reconnection, a client needs to subscribe to the topic. If a subscription is not already there, a new one will be created.

note

• Before creating or connecting a consumer, you need to perform topic lookup first.
• In 2.8.4 and later versions, if the client does not receive a response indicating the success or failure of consumer creation, it first sends a command to close the original consumer before sending a command to re-attempt consumer creation.

Flow control

After the consumer is ready, the client needs to give permission to the broker to push messages. This is done with the Flow command.

A Flow command gives additional permits to send messages to the consumer. A typical consumer implementation will use a queue to accumulate these messages before the application is ready to consume them.

After the application has dequeued half of the messages in the queue, the consumer sends permits to the broker to ask for more messages (equals to half of the messages in the queue).

For example, if the queue size is 1000 and the consumer consumes 500 messages in the queue. Then the consumer sends permits to the broker to ask for 500 messages.

Command Subscribe

message CommandSubscribe {
  "topic" : "persistent://my-property/my-cluster/my-namespace/my-topic",
  "subscription" : "my-subscription-name",
  "subType" : "Exclusive",
  "consumer_id" : 1,
  "request_id" : 1
}

Parameters:

• topic → Complete topic name to where you want to create the consumer on
• subscription → Subscription name
• subType → Subscription type: Exclusive, Shared, Failover, Key_Shared
• consumer_id → Client generated consumer identifier. Needs to be unique within the same connection
• request_id → Identifier for this request. Used to match the response with the originating request. Needs to be unique within the same connection
• consumer_name → (optional) Clients can specify a consumer name. This name can be used to track a particular consumer in the stats. Also, in Failover subscription type, the name is used to decide which consumer is elected as master (the one receiving messages): consumers are sorted by their consumer name and the first one is elected master.

Command Flow

message CommandFlow {
  "consumer_id" : 1,
  "messagePermits" : 1000
}

Parameters:

• consumer_id → Id of an already established consumer
• messagePermits → Number of additional permits to grant to the broker for pushing more messages

Command Message

Command Message is used by the broker to push messages to an existing consumer, within the limits of the given permits.

This command is used in a frame that includes the message payload as well, for which the complete format is specified in the payload commands section.

message CommandMessage {
  "consumer_id" : 1,
  "message_id" : {
    "ledgerId" : 123,
    "entryId" : 456
  }
}

Command Ack

An Ack is used to signal to the broker that a given message has been successfully processed by the application and can be discarded by the broker.

In addition, the broker will also maintain the consumer position based on the acknowledged messages.

message CommandAck {
  "consumer_id" : 1,
  "ack_type" : "Individual",
  "message_id" : {
    "ledgerId" : 123,
    "entryId" : 456
  }
}

Parameters:

• consumer_id → Id of an already established consumer
• ack_type → Type of acknowledgment: Individual or Cumulative
• message_id → Id of the message to acknowledge
• validation_error → (optional) Indicates that the consumer has discarded the messages due to: UncompressedSizeCorruption, DecompressionError, ChecksumMismatch, BatchDeSerializeError
• properties → (optional) Reserved configuration items
• txnid_most_bits → (optional) Same as Transaction Coordinator ID, txnid_most_bits and txnid_least_bits uniquely identify a transaction.
• txnid_least_bits → (optional) The ID of the transaction opened in a transaction coordinator, txnid_most_bits and txnid_least_bitsuniquely identify a transaction.
• request_id → (optional) ID for handling response and timeout.

Command AckResponse

An AckResponse is the broker’s response to acknowledge a request sent by the client. It contains the consumer_id sent in the request. If a transaction is used, it contains both the Transaction ID and the Request ID that are sent in the request. The client finishes the specific request according to the Request ID. If the error field is set, it indicates that the request has failed.

An example of AckResponse with redirection:

message CommandAckResponse {
    "consumer_id" : 1,
    "txnid_least_bits" = 0,
    "txnid_most_bits" = 1,
    "request_id" = 5
}

Command CloseConsumer

This command behaves the same as CloseProducer and can be sent by either producer or broker.

note

In 2.8.4 and later versions, if the client does not receive a response to a Subscribe command within a timeout, the client must first send a CloseConsumer command before sending another Subscribe command. The client does not need to await a response to the CloseConsumer command before sending the next Subscribe command.

Command RedeliverUnacknowledgedMessages

A consumer can ask the broker to redeliver some or all of the pending messages that were pushed to that particular consumer and not yet acknowledged.

The protobuf object accepts a list of message ids that the consumer wants to be redelivered. If the list is empty, the broker will redeliver all the pending messages.

On redelivery, messages can be sent to the same consumer or, in the case of a shared subscription, spread across all available consumers.

Command ReachedEndOfTopic

This is sent by a broker to a particular consumer, whenever the topic has been "terminated" and all the messages on the subscription were acknowledged.

The client should use this command to notify the application that no more messages are coming from the consumer.

Command ConsumerStats

This command is sent by the client to retrieve Subscriber and Consumer level stats from the broker. Parameters:

• request_id → Id of the request, used to correlate the request and the response.
• consumer_id → Id of an already established consumer.

Command ConsumerStatsResponse

This is the broker's response to ConsumerStats request by the client. It contains the Subscriber and Consumer level stats of the consumer_id sent in the request. If the error_code or the error_message field is set it indicates that the request has failed.

Command Unsubscribe

This command is sent by the client to unsubscribe the consumer_id from the associated topic. Parameters:

• request_id → Id of the request.
• consumer_id → Id of an already established consumer which needs to unsubscribe.

Service discovery

Topic lookup

Topic lookup needs to be performed each time a client needs to create or reconnect a producer or a consumer. Lookup is used to discover which particular broker is serving the topic we are about to use.

Lookup can be done with a REST call as described in the admin API docs.

Since Pulsar-1.16 it is also possible to perform the lookup within the binary protocol.

For the sake of example, let's assume we have a service discovery component running at pulsar://broker.example.com:6650

Individual brokers will be running at pulsar://broker-1.example.com:6650, pulsar://broker-2.example.com:6650, ...

A client can use a connection to the discovery service host to issue a LookupTopic command. The response can either be a broker hostname to connect to, or a broker hostname to which retry the lookup.

The LookupTopic command has to be used in a connection that has already gone through the Connect / Connected initial handshake.

message CommandLookupTopic {
  "topic" : "persistent://my-property/my-cluster/my-namespace/my-topic",
  "request_id" : 1,
  "authoritative" : false
}

Fields:

• topic → Topic name to lookup
• request_id → Id of the request that will be passed with its response
• authoritative → Initial lookup request should use false. When following a redirect response, client should pass the same value contained in the response

LookupTopicResponse

Example of response with successful lookup:

message CommandLookupTopicResponse {
  "request_id" : 1,
  "response" : "Connect",
  "brokerServiceUrl" : "pulsar://broker-1.example.com:6650",
  "brokerServiceUrlTls" : "pulsar+ssl://broker-1.example.com:6651",
  "authoritative" : true
}

Example of lookup response with redirection:

message CommandLookupTopicResponse {
  "request_id" : 1,
  "response" : "Redirect",
  "brokerServiceUrl" : "pulsar://broker-2.example.com:6650",
  "brokerServiceUrlTls" : "pulsar+ssl://broker-2.example.com:6651",
  "authoritative" : true
}

In this second case, we need to reissue the LookupTopic command request to broker-2.example.com and this broker will be able to give a definitive answer to the lookup request.

Partitioned topics discovery

Partitioned topics metadata discovery is used to find out if a topic is a "partitioned topic" and how many partitions were set up.

If the topic is marked as "partitioned", the client is expected to create multiple producers or consumers, one for each partition, using the partition-X suffix.

This information only needs to be retrieved the first time a producer or consumer is created. There is no need to do this after reconnections.

The discovery of partitioned topics metadata works very similar to the topic lookup. The client send a request to the service discovery address and the response will contain actual metadata.

Command PartitionedTopicMetadata

message CommandPartitionedTopicMetadata {
  "topic" : "persistent://my-property/my-cluster/my-namespace/my-topic",
  "request_id" : 1
}

Fields:

• topic → the topic for which to check the partitions metadata
• request_id → Id of the request that will be passed with its response

Command PartitionedTopicMetadataResponse

Example of response with metadata:

message CommandPartitionedTopicMetadataResponse {
  "request_id" : 1,
  "response" : "Success",
  "partitions" : 32
}

Protobuf interface

All Pulsar's Protobuf definitions can be found here.